The latest developments surrounding Binance, KuCoin, MicroStrategy and Ondo Finance headline this week’s Crypto Biz ...

Keefe, Bruyette & Woods analyst Kyle Voigt increased the price target for LPL Financial Holdings (NASDAQ:LPLA) to $405 from the previous target of $390, while reaffirming an Outperform rating on the ...

The addition of Prudential Financial and Atria Wealth Solutions helped boost LPL's advisor headcount to a record of nearly 29,000 by the end of last year.

LPL Financial (NASDAQ:LPLA)'s recruiting trends have been robust throughout the quarter, with management indicating strong ...

Net Income was $271 million, translating to diluted earnings per share ("EPS") of $3.59, up 26% from a year agoAdjusted EPS* increased 21% year-over-year to ...

Client cash balances as a percentage of total assets were 3.2%, up from 2.9% in the prior quarter and down from 3.6% a year ago Key Capital and Liquidity Results: Full Year 2024 Key Financial Results: ...

Last week, the Securities and Exchange Commission (SEC) announced two enforcement actions related to the failed ...

(AML) and countering the financing of terrorism (CFT) regulation shortcomings. In this article, we examine some of the ...

LPL Financial has agreed to pay $18 million to resolve allegations that it failed to close or restrict thousands of high-risk accounts because of lax anti-money-laundering procedures.

Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

SINGAPORE: A 45-year-old man linked to Singapore’s largest money laundering case was sentenced to 15 months' jail on Tuesday (Apr 30). Zhang Ruijin was also ordered to forfeit around S$118 ...